用户名 密码
记住我
加入收藏
全国站 [进入分站]
发布免费法律咨询
网站首页 法律咨询 找律师 律师在线 法治资讯 法律法规 资料库 法律文书
   您的位置首页 >> 法律文书 >> 文书正文

合格境外机构投资者托管人申请表

  致:_________________________________
  To: _________________________________

  申请人:_____________________________
  Applicant:__________________________

  重要声明:本申请人董事会保证本申请所载材料不存在任何虚假记载、误导性陈述或者重大遗漏,并对内容的真实性、准确性和完整性承担法律责任。
  ACKNOWLEDGEMENT: The applicant’s Board of Directors hereby represents and warrants that this Application contains no false representations, misleading statements or material omissions, and shall be liable for the authenticity, accuracy and completeness of the contents.

  填表日期(Date)__________________                          
  (说明:除非另有标明,请用中文填写本表。)(Please fill out this Form in Chinese, unless otherwise stated.)

托管人名称

Name of the Applicant

中文:

English:

在境内持续经营时间

Continual operations in P.R. China

 

上一会计年度实收资本

Paid-in capital in the latest accounting year

 

境内注册地址

Domicile in P.R.C.

 

境内金融业务许可证号

No. of financial business license in P.R.C.

 

境内经核准的业务范围

Approved Business Scope In P.R.C.

 

是否有足够的熟悉托管业务的专职人员

Availability of sufficient professionals eligible for custody business

 

最近三年内有无重大违反外汇管理规定的记录。如有,请说明。

Material breach of foreign exchange regulations in the recent three years. If yes, please specify.

 

申请人法定代表人或其授权代表姓名及联系方式

Name and contact of legal representative or  his/her authorized representative of  the Applicant(in English if necessary)

 

上栏人员签名

Signature of the aforesaid senior management (in English if necessary)

 

联系人(Contact person):

电话(Tel):

传真(Fax)

电子邮件E-mail:

 

 

要求

Requirements

 

 

附件

Attatchments

齐备性

Completeness checked by CSRC

(是√,否×)

(Yes,No×)

合规性

Authenticity and accuracy checked by CSRC

(是√,否×)

(Yes,No×)

备注

Remarks

1、托管人资格申请书

Letter of Application for custodian

 

 

 

2、中国银监会同意申请人开办QFII托管业务的批复

Letter of Approval for QFII custody issued by CBRC

 

 

 

3、金融业务许可证和营业执照

Financial Business License issued by PBOC and Business License issued by State Administration for Industry & Commerce (SAIC)

 

 

 

4、实收资本证明文件

Supporting documents for paid-in capital of no less than RMB 8bn

 

 

 

5、境内托管部基本情况

General information on domestic custody department.

 

 

 

6、托管业务管理制度

Management system for custody business

 

 

 

7、拥有高效、快速、安全、可靠的技术系统的说明及有关证明

Statement and supporting documents for owning an efficient, safe and reliable technology system

 

 

 

8、中国证监会根据审慎原则要求的其他文件

Other documents as required by CSRC based on prudent regulatory principles.

 

 

 

没找到您需要的? 您可以 发布法律咨询 ,我们的律师随时在线为您服务
  • 问题越详细,回答越精确,祝您的问题早日得到解决!
温馨提示: 尊敬的用户,如果您有法律问题,请点此进行 免费发布法律咨询 或者 在线即时咨询律师
广告服务 | 联系方式 | 人才招聘 | 友情链接网站地图
载入时间:0.12015秒 copyright©2006 110.com inc. all rights reserved.
版权所有:110.com